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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

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CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

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MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

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LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

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FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

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SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

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REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

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COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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DTR 1B.2 Modifying rules and consulting the FCA

As Published: 2008

DTR 1B.2 Modifying rules and consulting the FCA

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CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

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REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

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CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

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COLL 3.1 Introduction

As Published: 2013

COLL 3.1 Introduction

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MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

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CONC 3.2 Financial promotion general guidance

As Published: 2014

CONC 3.2 Financial promotion general guidance

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