Search Result

501 - 520 of 1234 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

SUP 8A.5 Revoking or varying directions and determinations

As Published: 2014

SUP 8A.5 Revoking or varying directions and determinations

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

IFPRU 6.3 Expectations relating to internal models

As Published: 2014

IFPRU 6.3 Expectations relating to internal models