Search Result

421 - 440 of 717 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

LR 20.1 Application

As Published: 2010

LR 20.1 Application

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

MCOB 6.8 Home purchase plans

As Published: 2006

MCOB 6.8 Home purchase plans

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

MCOB 13.6 Repossessions

As Published: 2006

MCOB 13.6 Repossessions

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk