Search Result

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

…

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

…

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

…

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DISP 1.10 Complaints reporting rules

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

COLL 9.3 Section 272 recognised schemes

BIPRU 1.3 Applications for advanced approaches and waivers

SUP 11.1 Application

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

LR 5.4A Transfer between listing categories: Equity shares

SYSC 7.1 Risk control

FIT 2.3 Financial soundness

PERG 5.11 Other aspects of exclusions

BIPRU 8.5 Basis of consolidation

IFPRU 1.2 Significant IFPRU firm

COLL 9.4 Facilities in the United Kingdom

SUP 13.10 Applicable provisions

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

COLL 4.3 Approvals and notifications

CASS 10.1 Application, purpose and general provisions

INSPRU 8.2 Special provisions for Lloyd's

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption