Search Result

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

…

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

…

COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

COBS 6.1 Information about the firm and compensation information

COBS 6.1E Platform services: platform charges and using a platform service for advising

CONC 2.7 Distance marketing

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

COBS 11.2 Best execution

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

COBS 19.4 Open market options

COBS 6.4 Disclosure of charges, remuneration and commission

COBS 11.6 Use of dealing commission

COBS 9.1 Application and purpose provisions

ICOBS 3.1 Distance marketing

CONC 11.1 The right to cancel

COBS 4.1 Application

ICOBS 7.2 Effects of cancellation

COBS 16.4 Statements of client designated investments or client money

COBS 21.3 Rules for firms engaged in linked long-term insurance business

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

COBS 16.2 Occasional reporting

COBS 4.5 Communicating with retail clients