Search Result

341 - 360 of 1171 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2013

SUP 10A.13 Application for approval and withdrawing an application for approval

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm