Search Result

301 - 320 of 1037 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers