Search Result

301 - 320 of 998 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission