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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

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DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

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BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

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Similar To

IFPRU 1.2 Significant IFPRU firm

LR 18.4 Continuing obligations

PERG 2.6 Specified investments: a broad outline

BIPRU 7.5 Foreign currency PRR

INSPRU 1.2 Mathematical reserves

REC 3.3 Waivers

LR 5.4 Restoring listing

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

BIPRU 12.7 Liquid assets buffer

SUP 11.4 Requirements on firms

COLL 3.3 Units

PR 1.1 Preliminary

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

LR 9.5 Transactions

REC 4.2C Control over a UK RIE

REC 3.2 Form and method of notification

GENPRU 1.2 Adequacy of financial resources

DTR 1A.2 Modifying rules and consulting the FCA

BIPRU 12.2 Adequacy of liquidity resources