Search Result

201 - 220 of 1182 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose