Search Result

201 - 220 of 699 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

MAR 8.3 Requirements for benchmark administrators

As Published: 2013

MAR 8.3 Requirements for benchmark administrators

CONC 4.4 Pre-contractual requirements: credit brokers

As Published: 2014

CONC 4.4 Pre-contractual requirements: credit brokers

CONC 7.1 Application

As Published: 2014

CONC 7.1 Application

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance