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MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

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REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

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DISP App 3.3 The approach to considering evidence

As Published: 2010

DISP App 3.3 The approach to considering evidence

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

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Similar To

COBS 12.2 Investment research

MCOB 8.6A Execution-only sales

SYSC 7.1 Risk control

LR 18.2 Requirements for listing

FEES 8.1 Consumer Credit permissions

REC 3.14 Products, services and normal hours of operation

IFPRU 4.12 Securitisation

PERG 4.10 Exclusions applying to more than one regulated activity

CONC 6.2 Assessment of creditworthiness: during agreement

CONC 7.11 Disclosures relating to “authority” or “status”

DISP App 3.7 Approach to redress

SUP 8A.1 Application, purpose and interpretation

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements