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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

…

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PERG 2.8 Exclusions applicable to particular regulated activities

PR 3.2 Filing and publication of prospectus

DTR 5.5 Acquisition or disposal by issuer of shares

LR 9.3 Continuing obligations: holders

SYSC 19C.3 Remuneration principles

FEES 4.4 Information on which Fees are calculated

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PR App 1.1

RCB 3.2 Annual confirmations of compliance and asset pool monitor

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SUP 16.12 Integrated Regulatory Reporting

PR App 3.1

PERG 9.10 Significance of being an open-ended investment company

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver