Search Result

781 - 800 of 1206 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

COLL 3.1 Introduction

As Published: 2013

COLL 3.1 Introduction

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising