Search Result

801 - 820 of 1025 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

…

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

…

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

…

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

…

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

…

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

…

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

…

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

…

PERG 3A.1 Introduction

As Published: 2011

PERG 3A.1 Introduction

…

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

…

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

…

BIPRU 8.8 Advanced prudential calculation approaches

As Published: 2006

BIPRU 8.8 Advanced prudential calculation approaches

…

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

…

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

…

COBS 10.4 Assessing appropriateness: when it need not be done

As Published: 2007

COBS 10.4 Assessing appropriateness: when it need not be done

…

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

…

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

…

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

…

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

…

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

…