Search Result

381 - 400 of 1356 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

CONC 7.15 Statute barred debts

As Published: 2014

CONC 7.15 Statute barred debts

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements