Search Result

81 - 100 of 624 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

PR App 3.1

As Published: 2005

PR App 3.1

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

LR 14.1 Application

As Published: 2005

LR 14.1 Application

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

FEES 4.4 Information on which Fees are calculated

As Published: 2007

FEES 4.4 Information on which Fees are calculated

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

MCOB 11.6 Responsible lending and financing

As Published: 2012

MCOB 11.6 Responsible lending and financing

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures