Search Result

661 - 680 of 835 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

COBS 2.2 Information disclosure before providing services

As Published: 2008

COBS 2.2 Information disclosure before providing services

IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

BIPRU 5.8 Maturity mismatches

As Published: 2007

BIPRU 5.8 Maturity mismatches

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments