Search Result

541 - 560 of 1252 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

CONC 8.6 Changes to contractual payments

As Published: 2014

CONC 8.6 Changes to contractual payments

CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations