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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

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DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

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SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

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FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

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SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

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ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

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MCOB 9.9 Disclosure after sale: home reversion plans

As Published: 2006

MCOB 9.9 Disclosure after sale: home reversion plans

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LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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