Search Result

161 - 180 of 856 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 13.1 The obligation to prepare product information

As Published: 2007

COBS 13.1 The obligation to prepare product information

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

COBS 18.3 Corporate finance business

As Published: 2007

COBS 18.3 Corporate finance business

COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

PR App 3.1

As Published: 2005

PR App 3.1

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

MAR 8.3 Requirements for benchmark administrators

As Published: 2013

MAR 8.3 Requirements for benchmark administrators