Search Result

161 - 180 of 1230 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

CONC 7.7 Application of interest and charges

As Published: 2014

CONC 7.7 Application of interest and charges

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures