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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

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MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

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MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

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MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

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SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

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GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

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DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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