Search Result

741 - 760 of 1168 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 10.1 Application

As Published: 2006

MCOB 10.1 Application

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

DISP App 3.5 Re-assessing rejected claims

As Published: 2010

DISP App 3.5 Re-assessing rejected claims

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

ICOBS 8.2 Motor vehicle liability insurers

As Published: 2013

ICOBS 8.2 Motor vehicle liability insurers

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose