Search Result

661 - 680 of 1144 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

DTR 1C.1 Application and purpose (Primary information providers)

As Published: 2014

DTR 1C.1 Application and purpose (Primary information providers)

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

IFPRU 4.5 Internal ratings based approach: definition of default

As Published: 2014

IFPRU 4.5 Internal ratings based approach: definition of default

SUP 10A.2 Purpose

As Published: 2013

SUP 10A.2 Purpose

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements