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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

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COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

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COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

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REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

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LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

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LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

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