Search Result

481 - 500 of 1145 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

CONC 7.17 Notice of sums in arrears under P2P agreements for fixed-sum credit

As Published: 2014

CONC 7.17 Notice of sums in arrears under P2P agreements for fixed-sum credit

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

IFPRU 1.5 Notification of FINREP reporting

As Published: 2014

IFPRU 1.5 Notification of FINREP reporting

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2006

SYSC 13.4 Requirements to notify the appropriate regulator

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers