Search Result

421 - 440 of 1038 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

APER 1.1A Application

As Published: 2013

APER 1.1A Application

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose