Search Result

421 - 440 of 1211 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

IFPRU 10.6 Application on an individual and consolidated basis

As Published: 2014

IFPRU 10.6 Application on an individual and consolidated basis

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

IFPRU 10.4 Capital conservation measures

As Published: 2014

IFPRU 10.4 Capital conservation measures

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application