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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

APER 1.1A Application

As Published: 2013

APER 1.1A Application

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

CASS 11.5 Organisational requirements

As Published: 2014

CASS 11.5 Organisational requirements

ICOBS 2.3 Inducements

As Published: 2008

ICOBS 2.3 Inducements

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

CASS 11.7 Selecting an approved bank at which to hold client money

As Published: 2014

CASS 11.7 Selecting an approved bank at which to hold client money

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

REC 3.23 Default

As Published: 2011

REC 3.23 Default

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation