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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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CONC 4.4 Pre-contractual requirements: credit brokers

As Published: 2014

CONC 4.4 Pre-contractual requirements: credit brokers

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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COBS 17.1 Providing information to claimants and dealing with claims

As Published: 2007

COBS 17.1 Providing information to claimants and dealing with claims

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

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COBS 6.3 Disclosing information about services, fees and commission

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission

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MAR 8.3 Requirements for benchmark administrators

As Published: 2013

MAR 8.3 Requirements for benchmark administrators

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DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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IFPRU 2.1 Application and purpose

As Published: 2014

IFPRU 2.1 Application and purpose

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