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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

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DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

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COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

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