Search Result

961 - 980 of 1321 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2006

SYSC 13.4 Requirements to notify the appropriate regulator

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

DEPP 3.4 Urgent supervisory notice cases

As Published: 2013

DEPP 3.4 Urgent supervisory notice cases

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

DEPP 6.1 Introduction

As Published: 2007

DEPP 6.1 Introduction

DEPP 2.1 Statutory notices

As Published: 2007

DEPP 2.1 Statutory notices

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

As Published: 2010

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting