Search Result

801 - 820 of 1106 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

As Published: 2014

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

ICOBS 2.3 Inducements

As Published: 2008

ICOBS 2.3 Inducements

ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

LR 17.1 Application

As Published: 2005

LR 17.1 Application

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application