Search Result

601 - 620 of 1174 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

MCOB 5.3 Applying for a home finance transaction

As Published: 2006

MCOB 5.3 Applying for a home finance transaction

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction