Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

…

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

…

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

…

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

…

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

…

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 9.1 Application and general information

REC 3.7 Auditors

DTR 1B.1 Application and purpose (Corporate governance)

PERG 4.12 Appointed representatives

LR 18.4 Continuing obligations

SYSC 18.1 Application

SUP 14.8 Further guidance

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

PERG 8.32 Arranging deals in investments

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

CASS 1.2 General application: who? what?

PERG 4.1 Application and purpose

DTR 6.3 Dissemination of information

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading