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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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PERG 16.1 Introduction

As Published: 2013

PERG 16.1 Introduction

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SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

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FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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