Search Result

441 - 460 of 1209 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision