Search Result

421 - 440 of 798 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PR App 1.1

As Published: 2005

PR App 1.1

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure