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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

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SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

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COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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