Search Result

161 - 180 of 916 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

COBS 17.1 Providing information to claimants and dealing with claims

As Published: 2007

COBS 17.1 Providing information to claimants and dealing with claims

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers