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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

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COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

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Effective Period

Similar To

LR App 2.1

CASS 6.1 Application

SUP 13.2 Introduction

COLL 2.1 Authorised fund applications

BIPRU 1.1 Application

SUP 11.4 Requirements on firms

BIPRU 8.5 Basis of consolidation

COBS 2.4 Agent as client and reliance on others

PR 2.1 General contents of prospectus

PERG 13.4 Financial Instruments

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

COBS 4.1 Application

DISP 1.11 The Society of Lloyd's

SUP 15.3 General notification requirements

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COND 2.3 Effective supervision

COLL 1.1 Applications and purpose

LR 8.3 Role of a sponsor: general

COLL 8.4 Investment and borrowing powers

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS