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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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MAR 8.3 Requirements for benchmark administrators

As Published: 2013

MAR 8.3 Requirements for benchmark administrators

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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GEN 4.3 Letter disclosure