Search Result

101 - 120 of 942 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing