Search Result

1141 - 1160 of 1302 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP App 3.9 Other matters concerning redress

As Published: 2010

DISP App 3.9 Other matters concerning redress

COBS 7.1 Application

As Published: 2007

COBS 7.1 Application

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

SUP 8A.1 Application, purpose and interpretation

As Published: 2014

SUP 8A.1 Application, purpose and interpretation

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

ICOBS 4.3 Fee disclosure

As Published: 2008

ICOBS 4.3 Fee disclosure

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

IFPRU 5.2 Advanced Measurement Approach permission

As Published: 2014

IFPRU 5.2 Advanced Measurement Approach permission

COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

LR 8.1 Application

As Published: 2005

LR 8.1 Application

IFPRU 2.4 Reporting of breaches

As Published: 2014

IFPRU 2.4 Reporting of breaches