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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 8.1 Application

As Published: 2014

CONC 8.1 Application

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SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

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GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

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PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

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MCOB 5.3 Applying for a home finance transaction

As Published: 2006

MCOB 5.3 Applying for a home finance transaction

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CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

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LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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BIPRU 4.1 The IRB approach: Application, purpose and overview

As Published: 2006

BIPRU 4.1 The IRB approach: Application, purpose and overview

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MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

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