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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

CONC 3.5 Financial promotions about credit agreements not secured on land

As Published: 2014

CONC 3.5 Financial promotions about credit agreements not secured on land