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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

As Published: 2004

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose