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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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PR App 1.1

As Published: 2005

PR App 1.1

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

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PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

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LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

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BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

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LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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