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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

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IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

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MAR 8.3 Requirements for benchmark administrators

As Published: 2013

MAR 8.3 Requirements for benchmark administrators

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

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